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Letter from Faye Feinstein 05-21-2009
Order Appointing Receiver 05-20-2009
Receiver Update 05-26-2009
Receiver's First Report 6-10-09
Cover Letter Regarding Motion to Stay 6-12-2009
Receiver’s Rule 7.4 Expedited Non-Dispositive Motion to Stay - 6-12-2009
Hearing Date Changed – 6-15-2009
Update- 6-26-2009
Brown Investment Fund- Financial Statement - 6-26-2009
Update July 7-2-2009
Letter to Wealth Management Clients- 7-9-2009
Update July 7-21-2009
Notice of Filing of Application for Allowance and Payment of Fees and Requested Hearing Thereon
8-21-09 Investors Advisory Committee Meeting
Second Report of Receiver 09-04-2009
Receiver's Proposed Plan for the Allocation of Assets of Wealth Management LLC and the WML Funds
Order Granting Receiver's Motion to Set Briefing Schedule and Hearing on Receiver's Proposed Plan for the Allocation of Assets
Objection by the Joanne Miller Trust, David Janssen and Fox Valley Plastic Surgery 401(k) Plan FBO Janssen Roth 401(k) To Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML Pantera Partners, L.P., WML Palisade Partners, L.P., WML L3, LLC, and WML Quetzal Partners, L.P.
Objection of James P. and Sandra J. Verhoeven to the Receiver's Proposed Plan for the Allocation of Assets
Objection of Susan L. D. Sipes Revocable Trust to Receiver's Proposed Plan for Allocation of Assets and Joinder in Certain Other Filed Objections Thereto
Objection of BLC Community Bank to Receiver's Proposed Plan for the Allocation of the Assets
Investor, Donald R. Sipes, II, Trustee of the Sipes Trust of 1997 (Revocable Trust) Objection to Receiver's Plan of Liquidation
Objection to the Receiver's Proposed Plan for Allocating Wealth Management LLC's and the Wealth Management LLC Funds' Assets by Donald J. McDonald, Sylvia E. McDonald, the Anethesia Services of Fox Valley Profit Sharing Plan, Paul O'Connor and Pamela O'Connor
Defendant Simone Fevola's Objection to the Receiver's Proposed Plan
Objection of the Bender Creditors to the Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Palisade Partners L.P. and WML Quetzal Partners L.P.
Objection of Creditor Edwin Wilson to the Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC and WML Gryphon Fund LLC
Receiver's Omnibus Response to Objections to Proposed Plan for Allocation of Assets
Answers and Counterclaims
Standardized Fund Accounting Report - - Wealth Management, LLC
Standardized Fund Accounting Report - - MWP Investors, LLC
Standardized Fund Accounting Report - - Pantera Partners, LP
Standardized Fund Accounting Report - - WML L3, LLC
Standardized Fund Accounting Report - - WML Palisade Partners, LP
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC
Standardized Fund Accounting Report - - WML Watchstone Partners, LP
Standardized Fund Accounting Report - - Quetzal Partners, LP
Investors' Advisory Committee Meeting - Re: Wealth Management, LLC Receivership - Monday, October 12, 2009, 1 p.m. CST
Motion of the Receiver for Entry of an Order (I) Establishing Creditor Bar Date and Investor Claim Objection Deadline; and (II) Approving Form and Manner of Notice Thereof
James E. Putnam Objection to Proposed Plan of Distribution by Receiver
Response of Receiver to Objection Filed by James Putman to Proposed Plan of Distribution
Summary of November 4, 2009 Court Hearing
Supplemental Memorandum of Receiver in Support of Proposed Plan for Allocation of Assets
Verhoeven Letter to Court
Bender Objectors' Letter to Court
Levine Letter to Court
Wilson Objectors' Letter to Court
Letter from James Putman to Receiver
Order Confirming the Receiver's Distribution Plan
Order Lifting Stay of Ancillary Litigation Against Defendant Putman
Receiver's Second Amended Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML Pantera Partners, L.P, WML Palisade Partners, L.P., WML L3, LLC, and WML Quetzal Partners, L.P.
Order (I) Establishing Creditor Bar Date and Investor Claim Objection Deadline; and (II) Approving Form and Manner of Notice Thereof
Creditor Bar Date Notice
Letter From Tellus to WML Quetzal Partners, LP
Expedited Motion To Stay Order Confirming Receiver's Distribution Plan Pending Appeal
Receiver's Objection to Motion Stay Order Confirming Distribution Plan Pending Appeal
Status Update as of December 30, 2009
Amended Docketing Statement
Letter from James Putman to District Court, attaching Proof of Claim
Required Appellate Disclosure Statements
Correction to Status Update of December 30, 2009
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - MWP Investors, LLC for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending December 31, 2009
Standardized Fund Accounting Report - - WML Quetzal Partners, LP for the quarter ending December 31, 2009
Message from Investor
Brief on Appeal filed by Objectors to Distribution Plan
Order Denying Motion of Appellants to Stay Distribution Under Receiver's Plan
Wilson and Verhoeven Emergency Motion to the Circuit Court to Stay Distributions Pending Appeal
Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims
Supplement to Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims
Amended Exhibit to Proposed Order Granting Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims
Order of Circuit Court Denying Wilson and Verhoeven Emergency Motion to Stay Distributions Pending Appeal
Investors' Advisory Committee Meeting Minutes - - January 10, 2010
Order setting Supplemental Bar Date of March 12, 2010 for Certain Creditors
Memo to Investors in WML Palisade Partners, L.P. and WML Watch Stone Partners, L.P.
Plaintiff's SEC Motion For Entry of Final Judgment By Consent Against Simone Fevola
Receiver's Status Update
Receiver's Responsive Brief In Appeal of Objectors to Distribution Plan
Agreed Motion and Proposed Order Regarding Treatment of Fund Investments held by Simone O. Fevola and Julie F. Fevola
Receiver's Motion for Order, Pursuant to Approved Plan of Distribution, Equitably Subordinating Equity Interests Of Amalgamated Consolidated Enterprises, Inc.
Civil Judgement and Bar Order Entered Against Simone Fevola
Reply Brief of Appellants
Representation by Private Attorneys Asserting Claims on Behalf of Wealth Management Investors
Second Interim Fee Application of Receiver and Quarles & Brady LLP
Receiver's Consolidated Brief in Opposition to Motions to Clarify or Modify Freeze Order
Brief of Dr. David Janssen on Motion for Clarification of Freeze Order
Supplemental Brief in Support of Motion of the Joanne Miller Trust to Clarify Asset Freeze Order to Allow for Payment of Amounts Due Under Promissory Note
Rule 7.4 Expedited Non-Dispositive Motion of Riek & Associates, LLC To Clarify or Modify Freeze Order
Objection by the Joanne Miller Trust, David Janssen and Fox Valley Plastic Surgery 401(k) Plan FBO Janssen Roth 401(k) to Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML l3, LLC, and WML Quetzal Partners, L.P.
Scheduling Order Regarding Second Interim Fee Application of Receiver and Quarles & Brady LLP
Notice of (A) Filing of Second Interim Fee Application of Receiver and Quarles & Brady LLP and (B) Objection Procedure
April 20, 2010 Update
Standardized Fund Accounting Report - - MWP Investors, LLC for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending March 31, 2010
Standardized Fund Accounting Report - - WML Quetzal Partners, LP for the quarter ending March 31, 2010
Receiver's May 13, 2010 Memo Regarding Completion of First Distributions
Receiver's Report Regarding First Distribution of Assets Made on May 3, 2010, Pursuant to Approved Plan of Allocation
Third Status Report of the Receiver
Appellants' Response to Receiver's Motion to Dismiss or Affirm in Light of Plan Distributions
Order Authorizing Allowance and Payment of Interim Compensation and Reimbursement of Expenses to (I) Faye B. Feinstein, Receiver for Wealth Management LLC and the Relief Defendants, and (II) Quarles & Brady LLP, as Counsel to the Receiver, for the Period from July 1, 2009, through December 21, 2009
Status Update Regarding Claims of Former Employees of Wealth Management LLC
June 18, 2010 Memo Regarding Investors In the Palisade and Watch Stone Funds
WML Outstanding Distribution Check Notice
Papers Regarding $500,000 Settlement with Houston Casualty Insurance Company
Motion to Pay Claims of Former Employees and to Compel Turnover of Estate Funds from Community First Credit Union
Objection of Community First Credit Union to Payment of Employee Claims and to Turnover of Funds, and Receiver's Reply to Objection
Objection to Motion to Settle With Houston Casualty Insurance Company, and Receiver's Reply
Third Interim Fee Application of Receiver and Quarles & Brady LLP
First Interim Fee Application for Alan D. Lasko & Associates. P. C.
Minutes of August 13, 2010 Investors' Advisory Committee Meeting
Order Granting Third Interim Fee Application of Receiver and Quarles & Brady LLP
Order Granting First Interim Fee Application of Alan D. Lasko & Associates, P.C., Financial Consultants to Receiver
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending June 30, 2010
Standardized Fund Accounting Report - - WML Quetzal Partners, LP for the quarter ending June 30, 2010
Receiver's Status Report of November 1, 2010 including information regarding Putman Chapter 7 bankruptcy case
Receiver's Motion for Examination of James Putman in his Chapter 7 case
Certification of Michael H. Schaalman in Support of Receiver's Motion to Compel Discovery
Receiver's Brief in Support of Motion to Compel Discovery
Receiver's Motion to Compel Discovery
Memo Regarding Attendance at December 1 Examination of James Putman
Appellate Court Opinion Upholding Receiver's Plan
Memo to Investors Regarding Filing Claims in Putman Chapter 7 Case
Transcript of December 1, 2010, examination of James Putman
Claim Numbers 44 and 45 dated December 29, 2010, filed by Receiver in Chapter 7 bankruptcy case of James Putman
Receiver's Motion to Retain Special Litigation Counsel and Related Papers
Amendment to add Receiver to complaint seeking to hold debts owed by James Putman to be not discharged in his personal bankruptcy case
Receiver's Complaint against Dennis J. Long and others filed January 20, 2011
Receiver's Complaint against Brian W. Bender and others filed January 20, 2011
Receiver's Complaint against Donald J. McDonald and others filed January 20, 2011
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - WML Quetzal Partners, LP for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending September 30, 2010
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending September 30, 2010
Status update regarding SageCrest Fund - February, 2011
Objections submitted regarding Receiver's Motion to Retain Special Litigation Counsel
Reply of Faye B. Feinstein, Receiver, In Support of Motion for Entry of an Order Authorizing the Retention of Special Litigation Counsel and for Related Relief
Transcript of Simone Fevola deposition
Order Authorizing Receiver to Retain Special Litigation Counsel
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - WML Quetzal Partners, LP for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending December 31, 2010
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending December 31, 2010
Transcript of 2/25/2011 Putman Deposition
March 11, 2011 Update to Certain Litigation Matters
Riek Deposition Transcript
Motion of Dennis J. Long et al. to Dismiss Receiver's Complaint of January 20, 2011
Motion of Brian W. Bender et al. to Dismiss Receiver's Complaint of January 20, 2011
Receiver's Motion to Reconsider Order Denying Motion to Compel Discovery
Objection of Wood, Hat & Silver, LLC, to Receiver's Motion to Reconsider Order Denying Motion to Compel Discovery
Receiver's Reply in Support of Motion to Reconsider Order Denying Motion to Compel Discovery
Receiver's Brief in Opposition to Motion to Dismiss of Defendants Brian W. Bender et al.
Receiver's Brief in Opposition to Motion to Dismiss of Defendants Dennis J. Long et al.
Order Granting Receiver's Motion to Reconsider and Requiring Wood, Hat & Silver to Comply with Receiver's Subpoena
Information Regarding Meeting for Investors in Gryphon, Palisade, Pantera, and Watch Stone Funds
Update regarding Tax Returns and K-1s for WM Funds
Reply of Defendants Dennis J. Long et al. (and related papers) in support of their Motion to Dismiss Receiver's Complaint
Reply of Defendants Brian W. Bender et al. (and related papers) in support of their Motion to Dismiss Receiver's Complaint
SEC Responses (with motions for leave to file same) to Replies of Long Defendants and of Bender Defendants regarding Defendants' Motions to Dismiss
Objection of Defendants Dennis J. Long et al. to SEC Motion for Leave to File Response to Reply of Long Defendants
Objection of Defendants Brian W. Bender et al. to SEC Motion for Leave to File Response to Reply of Bender Defendants
Sur-Reply of Receiver (and related papers) to Reply of Defendants Dennis J. Long et al. regarding their Motion to Dismiss
Sur-Reply of Receiver (and related papers) to Reply of Defendants Brian W. Bender et al. regarding their Motion to Dismiss
Objection of Defendants Dennis J. Long et al. to Receiver's Motion for Leave to File Sur-Reply
Objection of Defendants Brian W. Bender et al. to Receiver's Motion for Leave to File Sur-Reply
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - Quetzal Partners, LP for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending March 31, 2011
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending March 31, 2011
Status Update dated June 28, 2011
Update re status of second interim distribution
Fourth Interim Fee Application of Receiver and Quarles & Brady LLP, filed August 3, 2011
Second Interim Fee Application of Alan D. Lasko & Associates, P.C., filed August 3, 2011
Notice of Filing and of Objection Procedure Regarding Fee Applications filed on August 3, 2011
Scheduling Order Regarding Fee Applications filed on August 3, 2011
Receiver's Report Regarding Second Distribution of Assets Made on July 14, 2011, Pursuant to Approved Plan of Allocation
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - Quetzal Partners, LP for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending June 30, 2011
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending June 30, 2011
Sagecrest II LLC Joint Plan of Liquidation
Standardized Fund Accounting Report - - WML Gryphon Fund, LLC for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - WML Palisade Partners, LP for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - Pantera Partners, LP for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - Quetzal Partners, LP for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - Wealth Management, LLC for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - WML L3, LLC for the quarter ending September 30, 2011
Standardized Fund Accounting Report - - WML Watchstone Partners, LP for the quarter ending September 30, 2011
Wealth Management Status Memo
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